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Nationally recognized statistical rating organization
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71	Microsoft Word - Testimony of Alex J.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Bond credit rating Finance Investor Protection and Securities Reform Act Subprime mortgage crisis U.S. Securities and Exchange Commission Nationally recognized statistical rating organization Financial economics Credit rating agencies
72	Regulatory Update TO: Chief Financial Officers Chief Compliance Officers Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-11-19 12:21:13 Financial services Institutional investors Funds Money market fund Subprime mortgage crisis Mutual fund Repurchase agreement Segregated fund Nationally recognized statistical rating organization Financial economics Investment Finance
73	compliance services News WELCOME Welcome to the first installment of the Compliance Services News. We plan to bring industry Add to Reading List Source URL: www.merrillcorp.com Language: English - Date: 2014-12-03 01:07:11 United States securities law U.S. Securities and Exchange Commission Investment Company Act Securities Act Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act XBRL Hedge fund Asset-backed security Finance Financial economics Financial regulation
74	County of Monterey Investment Portfolio Compliance Report July 31, 2014 PFM Asset Management LLC 50 California Street, Suite 2300 Add to Reading List Source URL: www.co.monterey.ca.us Language: English - Date: 2014-08-12 17:15:38 Funds Repurchase agreement Bond Nationally recognized statistical rating organization Federal Reserve System Money market Monterey California Economics Finance Financial economics
75	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos[removed]; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-08 13:24:20 Financial economics 73rd United States Congress United States Securities and Exchange Commission Credit rating agency Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investment Company Act Securities regulation in the United States Financial regulation United States securities law Finance
76	Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-08 13:20:23 Financial markets United States housing bubble Financial services Net capital rule Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Finance Financial economics Business
77	Microsoft Word - Resolution[removed]Investment Policy.doc Add to Reading List Source URL: calmhsa.org Language: English - Date: 2012-01-13 00:21:44 Financial services Funds Collective investment schemes Mutual fund Investment Policy Statement Investment Company Act Nationally recognized statistical rating organization Federal Reserve System Financial adviser Financial economics Investment Finance
78	Investments Under Government Code[removed]k) - Focus on Foreign Issuers Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:24:48 Security Credit rating agency Financial economics Federal Reserve System U.S. Securities and Exchange Commission Nationally recognized statistical rating organization Government debt Depository institution Bond Stock market Economics Financial regulation
79	Rule 2a-7 Amendments Adopted by SEC in July 2014 Marked to Show Changes from Previous Rule 2a-7 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-25 13:04:41 Bond Security Nationally recognized statistical rating organization Fixed income Money market fund Asset-backed security Money market Securities Exchange Act Debt Financial economics Economics Finance
80	Previous Section Page 2018 Proposed Rules Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2008-12-18 15:14:24 Financial economics Finance United States housing bubble Economics Bond Nationally recognized statistical rating organization Revenue bond Internal Revenue Service Collateralized mortgage obligation Fixed income securities Mortgage-backed security Structured finance

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